Overview

Early in the Undercover Policing Inquiry (UCPI) there was concern over whether there was destruction of documents by the Metropolitan Police. 

This arose from the allegations of a whistle-blower that they had seen material relating to the National Public Order Intelligence Unit being wholesale destroyed among other issues of police surveillance. 

The story was broken by The Guardian on 8 January 2016.  Baroness Jenny Jones, one of those affected, raised the issue publicly and made a formal complaint shortly after. 

On 15 January 2016, the UCPI contacted the Metropolitan Police Service (MPS) seeking assurances. Their correspondence which continued for a year, and included Rule 9 requests for information and details of what the Metropolitan Police was doing to maintain records of potential interest to the Inquiry and to ensure that the necessary protocols were in place.

Referral to the IOPC

In May 2016, the MPS referred itself to the Independent Police Complaints Commission for investigation. This in turn led to the 2019 report titled Operation Hibiscus: Investigation into the shredding of material potentially relevant to the planned Undercover Policing Public Inquiry.

By the time the report was published, the Independent Police Complaints Commission had been renamed the Independent Office for Police Conduct (IOPC).

The report found that there had been destruction of documents which should have been preserved for the UCPI. Furthermore, Sarah Green, regional director of the IOPC, publicly criticised a number of police managers for not cooperating with her investigation.

According to a witness statement from Detective Superintendent Neil Hutchison, the Rule 9 request included the following:

  1. Details of all requests or instructions by you to your staff to preserve MPS documents for the purposes of this inquiry;
  2. Any steps that have been taken to verify that any request or instruction to preserve documents is being complied with;
  3. The steps that have been taken to address the risk that individual officers or staff may deliberately seek to destroy or amend parts of the record, and to ensure that any such attempt will be prevented or detected;
  4. Details of any instance in which you suspect that any officer has circumvented, or sought to circumvent, the steps taken; 
  5. The ways in which routine or automated document destruction procedures have been modified to ensure that relevant documents will not be destroyed.

These requests elicited a number of witness statements and exhibits describing the internal processes adopted by the Metropolitan Police to ensure material relevant to the UCPI was not being destroyed. They also provided detail on Operation FileSafe – a review of information management practices triggered by the needs of the Inquiry but which demonstrated wider issues.

The issue was also raised by the non-state core participants. However, the matter was dealt with solely by correspondence (‘on the papers’) and there was no associated hearing for it.

On 8 February 2017, the Inquiry released a press release detailing what it knew about the issue prior to the announcement of the IPCC/IOPC inquiry and what measures it was taking to seek assurance from the Metropolitan Police. In it they set out a comprehensive timetable of events and correspondence.

Inquiry timetable

July 2015

  • Opening statement from Undercover Policing Inquiry.

July to December 2015

  • Inquiry communicated with the Metropolitan Police Service to obtain assurances as to the retention and preservation of material of potential relevance to the terms of reference.

January 2016

  • Inquiry became aware, via an article in The Guardian (8th January) and through correspondence with Bindmans solicitors on behalf of Baroness Jenny Jones (11th January) of an allegation relating to the destruction of material relating to Baroness Jones.
  • As a result, the Inquiry escalated its requests for assurance by issuing a Rule 9 request to the Metropolitan Police Service (15th January) for a signed witness statement providing further information, assurance as to document retention and preservation, and the need to avoid conflict of interest in connection with handling material relevant to the Inquiry.
  • First assurance witness statement received from Detective Superintendent Neil Hutchison (29th January).

April 2016

  • Inquiry formally notified by the Metropolitan Police Service of a second allegation, relating to shredding of documents at the National Domestic Extremism and Disorder Intelligence Unit.
  • Inquiry issues further request for assurance evidence.
  • Inquiry received and considered material from the Metropolitan Police Service relating to allegations concerning Baroness Jones.

May 2016

  • Meeting between Inquiry legal team and Metropolitan Police Service legal team regarding assurance and the National Domestic Extremism and Disorder Intelligence Unit.
  • Inquiry made aware that the Metropolitan Police had referred a second allegation to the Independent Police Complaints Commission.
  • Inquiry issued a request for evidence and assurance regarding the National Domestic Extremism and Disorder Intelligence Unit and its records.

June 2016

  • Inquiry received supplemented versions of the first assurance statement from Detective Superintendent Neil Hutchison (dated 3rd June and 17th June).
  • Received a second assurance statement from Detective Superintendent Neil Hutchison (dated 9th June).
  • Inquiry in liaison with the Independent Police Complaints Commission in relation to both allegations.
  • Witness statement received from the Metropolitan Police, responding to requests made about the National Domestic Extremism and Disorder Intelligence Unit and its records.

July 2016

  • Inquiry issued a further request for assurance evidence to Detective Superintendent Neil Hutchison.
  • Updated assurance witness statements received from Detective Superintendent Neil Hutchison (29 July 2016 – two statements, then published on the Inquiry’s website)
  • Inquiry agrees to Independent Police Complaints Commission request to provisionally restrict (redact) information about their investigation into the shredding allegation. The application was made ‘to avoid causing any prejudice to the [Independent Police Complaints Commission] investigation…there are still steps to be taken to secure evidence … which may be prejudiced if potential subjects are alerted to the investigation.’ Publication of (the detail or fact of) this application would have had the potential effect of undermining the substantive application for restriction. August 2016.
  • Inquiry requested clarification and further information about document retention and preservation within the National Domestic Extremism and Disorder Intelligence Unit and its successor the National Counter Terrorism Police Operations Centre, further to the witness statement received on this issue in June.
  • Inquiry seeks further clarification of issues in statements of Detective Superintendent Hutchison 

September 2016

  • Inquiry received and considered additional information from the Metropolitan Police Service concerning the allegation relating to Baroness Jones.
  • Witness statement received from Metropolitan Police containing further information about document retention and preservation sought in August (and referenced above). 

October 2016

  • Inquiry issued a request for further evidence concerning National Special Branch Intelligence System database under the control of National Counter Terrorism Police Operations Centre.
  • Inquiry sought and received assurance from the Metropolitan Police Service that all routine review and deletion of material on the National Special Branch Intelligence System database under the control of National Counter Terrorism Police Operations Centre had been suspended; that forensic mirror images of the database from 2014 and 2015 had been preserved in a secure location; and that a further mirror image had been taken and was similarly securely preserved.  

November 2016

  • Inquiry issued request for evidence in connection with its own enquiries into allegation related to Baroness Jones.
  • Inquiry received two witness statements from the Metropolitan Police Service concerning assurance within the National Counter Terrorism Police Operations Centre, with particular reference to the National Special Branch Intelligence System database.

December 2016

  • Inquiry issued supplemental request for assurance evidence concerning the National Special Branch Intelligence System database.

February 2017

  • The Inquiry continues to seek assurance to ensure preservation of documents relevant to the Inquiry, and the need to avoid conflict of interest in the preservation of and provision of documents to the Inquiry.

Statements

Title
Hearing Day
Groups
Exhibits
First Witness Statement of Neil Hutchison
Exhibits to First Witness Statement of Neil Hutchison
Witness Statement of Kenneth Neale
Third Witness Statement of Michael Killeen
Second Witness Statement of Neil Cox
Exhibits to Second Witness Statement of Neil Cox
Second Witness Statement of Alistair Pocock
Exhibits to Second Witness Statement of Alistair Pocock

Procedural

Date
Title
Document Type
Topic
General Assurance Submissions (Ruling 52)
Ruling
Findings of Fact, General Assurance
Sixth Update Note
Update
Assurance, Strategic Review, Anonymity, Costs
Press Notice: Assurance evidence updates
Press Notice
Assurance
Two Year Update
Update
Assurance, Core participants, Anonymity, Deceased Children’s Identities (procedural), Miscarriages of Justice, Costs
NSBIS Review, Retention & Disposal User Guide
Exhibit AP/170405/1 to the 2nd Witness Statement of Alastair Pocock:
Exhibit
Assurance
Second Witness Statement of Alistair Pocock
On the structuring and querying of IMOS
Witness Statement
Assurance
Fourth Update Note
Update
Assurance, Anonymity, Restriction order approach, Costs
Inquiry comments on the announcement of the IPCC Investigation into the shredding of documents
Press Notice
Assurance
Second Witness Statement of Neil Cox
Witness Statement
Assurance
Third Witness Statement of Michael Killeen
Witness Statement
Assurance
Witness Statement of Kenneth Neale
Witness Statement
Assurance
Second Witness Statement of Jeffrey Lamprey
Witness Statement
Assurance
NDEDIU: New Instance NSBIS
Exhibit RC/2811116/1 to 2nd Witness Statement of Rob Cox
Exhibit
Assurance
NCTPOC (NDEDIU) NSBIS versions used history
Exhibit JL161103/1 to 2nd Witness Statement of Jeffrey Lamprey
Exhibit
Assurance
NSBIS weeding overview
Exhibit JL161103/2 to 2nd Witness Statement of Jeffrey Lamprey
Exhibit
Assurance
ISS pre transformation visit to NDEDIU 24 March to 28 March 2014
Exhibit JL161103/3 to 2nd Witness Statement of Jeffrey Lamprey
Exhibit
Assurance
SBIS accreditation document set Part I – SyOPs (Issue 2.0, 8 Dec 2005)
Exhibit JL161103/4 to 2nd Witness Statement of Jeffrey Lamprey
Exhibit
Assurance
SBIS accreditation document set Part II – SyOPs (Issue 2.0, 8 Dec 2005)
Exhibit JL161103/5 to 2nd Witness Statement of Jeffrey Lamprey
Exhibit
Assurance
Letter from the Inquiry Solicitor to NSCPs re destruction of documents and other issues
Letter
Assurance
Second Witness Statement of Neil Hutchison
Witness Statement
Assurance
National Retention Assessment Criteria Template
Exhibit D785 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
First Witness Statement of Neil Hutchison
Witness Statement
Assurance
Exhibit to Witness Statement of Neil Hutchison: Glossary of Acronyms
Exhibit
Assurance
Rule 9 Request from the UCPI (10th Request) to the MPS
Exhibit NH160609/1 to 2nd Witness Statement of Neil Hutchison
Exhibit
Assurance
Draft protocol for the provision of documents and other information to the Inquiry by the MPS
Exhibit NH160609/2 to 2nd Witness Statement of Neil Hutchison
Exhibit
Assurance
Policing vetting levels as defined within ACPO’s National Vetting Policy for the Police Community
Exhibit NH160609/3 to 2nd Witness Statement of Neil Hutchison
Exhibit
Assurance
Pledge taken by officers when first attested as a police constable
Exhibit NH160609/4 to 2nd Witness Statement of Neil Hutchison
Exhibit
Assurance
Extract from the Police Code of Ethics standards of professional behaviour
Exhibit NH160609/5 to 2nd Witness Statement of Neil Hutchison
Exhibit
Assurance
Extract from the Home Office guidance on police officer misconduct
Exhibit NH160609/6 to 2nd Witness Statement of Neil Hutchison
Exhibit
Assurance
Declarable Associations Flowchart
Exhibit NH160609/7 to 2nd Witness Statement of Neil Hutchison
Exhibit
Assurance
Email from SO15 on information risks
Exhibit D819 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Intranet: page on Operation FileSafe (March 2015)
Exhibit D774 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Policy Notices May 2015 – Record Management Toolkit
Exhibit D783 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS email on SO15 positive retention policy re UCPI
Exhibit D751 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe process update for January 2016
Exhibit D755 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Intranet: article on exiting Edinburgh House, ‘Exiting EDH – Let’s start preparing’
Exhibit D750 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation Beacon briefing document re Operation FileSafe
Exhibit D770 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Email to Directorate of Professional Standards re shredding of material
Exhibit D740 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Email re AC-PIT retention of SCO35 material (Operation FileSafe)
Exhibit D743 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe destruction policy email
Exhibit D749 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS email to Territorial Policing commanders re record management
Exhibit D741 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Presentation of Operation Filesave to the MPS Chief Officers Group
Exhibit D742 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Email chain within SCO15 re retention of files for AC-PIT
Exhibit D745 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS email chain re instructions to hold and not destroy material relating to undercover policing
Exhibit D746 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Report re breached crate of SCO35 material in archives
Exhibit D757 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe Working Group email chain
Exhibit D772 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe Progress Report of January 2016
Exhibit D773 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Updated Terms of Reference for Operation Herne
Exhibit D10203 to 1st Witness Statement of Neil Hutchison:
Exhibit
Assurance
Briefing to MPS Management Board on the Public Inquiry into Undercover Policing
Exhibit D748 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Briefing: management of storage of IMOS in light of the UCPI
Exhibit D753 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Briefing: Managing paper records during NSY closure
Exhibit D752 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Martin Hewitt to MPS ACPO re retention and disclosure of material for the UCPI
Exhibit D744 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Intranet: Martin Hewitt on ‘Be ready to respond to Inquiry into Undercover Policing’
Exhibit D747 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe: Report of Information Assurance and Security Board on current information management risks
Exhibit D758 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Briefing: Progress on information management since the Stephen Lawrence Independent Review
Exhibit D759 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Records Management Policy Toolkit on records Review Retention and Disposal
Exhibit D760 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Records Management System Training Guide 2015
Exhibit D775 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Briefing re management of information within SO15
Exhibit D754 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe Training Requirement (business case for records management training)
Exhibit D787 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe Communication Plan
Exhibit D771 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe paper re MPS unregistered archives (version 2)
Exhibit D786 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe paper re MPS unregistered archives (version 8)
Exhibit D788 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Weekly Update entry on the Record Management Toolkit
Exhibit D789 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
The Brief entry re the New Records Management Toolkit 30 January 2015
Exhibit D779 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Intranet: article titled ‘Following the paper trail’
Exhibit D780 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
The Brief entry re the New Records Management Toolkit 29 January 2015
Exhibit D778 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Article in The Job re Operation FileSafe 2015
Exhibit D776 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation Beacon Independent Oversight Group Briefing Pack
Exhibit D762 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe: Options Paper (version 4)
Exhibit D763 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe: Scoping Document (version 4)
Exhibit D764 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe: Steering Group Terms of Reference
Exhibit D765 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Operation FileSafe: Working Group Terms of Reference (version 3)
Exhibit D766 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Briefing on reform of MPS Records Management
Exhibit D768 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Initial viability assessment re Operation FileSafe
Exhibit D782 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Public Inquiry Team Briefing note re Records Management
Exhibit D767 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
Draft review of MPS records management – terms of reference
Exhibit D769 to 1st Witness Statement of Neil Hutchison
Exhibit
Assurance
MPS Intranet article titled ‘How to manage your documents and records’
Exhibit D777 to 1st Witness Statement of Neil Hutchison:
Exhibit
Assurance

References

Author(s)
Title
Publisher
Year
Dilvinder Norris, Edward Parsons
Operation Hibiscus: Investigation into the shredding of material potentially relevant to the planned Undercover Policing Public Inquiry
Independent Office for Police Conduct