Overview

Procedural Hearing 13: Privacy and the GDPR, heard on 31 January & 25 March 2019

During the course of the Undercover Policing Inquiry, the law around data protection changed, with the Data Protection Act 2018 encoding the General Data Protection Regulation (GDPR).

The Inquiry also had begun to receive in bulk Special Demonstration Squad intelligence reports, which contained the details of many people including those of core participants. This gave rise to the question of how this personal data should be handled within the Inquiry, and how the workings of the Inquiry impacted on the privacy rights of the individuals in the reports. 

Under the GDPR, as well as there being a right of privacy around personal and family life, there were other ‘protected characteristics’ such as political affiliation and sexuality, which were regularly reported on by the SDS.

These issues were raised in the first instance by the non-state core participants, who took the lead on responding. The Inquiry Chair, Sir John Mitting, thought the issues serious enough they warranted a specific hearing.

In particular, the Chair wanted guidance on how the new regulations would affect the Restriction Protocol would need to be amended, and:

how is effect to be given to the privacy and data protection rights of thousands of individuals who are named in intelligence reports produced by Special Demonstration Squad undercover officers, without undermining the public interest in as much as possible of the Inquiry being conducted in public?

The first hearing on the issue was held on 31 January 2019. Legal arguments presented were of  highly technical in nature, with at times in-depth discussion about the precise meaning of the statutes, often focusing on how words such as ‘necessary’ should be interpreted in light of the Inquiry, or the judicial status of the Inquiry Chair in such proceedings. Solutions were also floated and partially explored, such as ‘confidentiality rings’.

The hearing threw up the issue as to whether the Inquiry could apply a blanket approach to the processing of the personal data it held, or whether it was required to work on a case-by-case basis. It also looked at the degree to which exemptions written into the GDPR could apply. Mitting decided that further discussion on this point of law was required, leading to further written submissions and a second day’s hearing on the issue, which was held on 25 March 2019.

 

As a consequence of the hearings, the Inquiry modified its Restriction Protocol, whereby those in receipt of material from the Inquiry (usually under disclosure or Rule 9 requests for witness statements) would be subjected to Restriction Orders preventing onward dissemination of the material. However, in the material provided to witnesses, names and identifying information would not necessarily be redacted.

Mitting wrote in his statement on this issue:

The practical consequence is that only those who will accept the process described (i.e. the receipt of material subject to a restriction order) will receive any significant disclosure. It will also mean, in the first instance, that a person who does receive disclosure under a restriction order will not be able to talk to others affected by the same deployment/s about the content of the documents disclosed to them.

Those affected by a deployment may wish to exchange views with others named in the same documents about their content. For this to occur, a high measure of cooperation between those affected and the Inquiry will be required. The Inquiry will do its best to facilitate such cooperation by taking the steps set out below, but is bound to do so within the confines of restriction orders to protect public and private interests and its own need to obtain the best evidence from those able to provide it.

Speakers list

Day 1

Counsel / Individual

Clients

Victoria Ailes

UCPI

Gerry Facenna KC

Non-State Core Participants

Ben Summers

Information Commissioner

Sir Robert Francis KC

National Police Chiefs’ Council

Ben Brandon

Slater & Gordon clients

Helen Steel

NSCP (Litigant-in-Person)

Amy Mannion

Metropolitan Police

Maya Sikand

Peter Francis

Oliver Sanders KC

Designated Lawyers Officers

Helen Law

Families of police officers (Category M)

 

Day 2

Counsel / Individual

Clients

Victoria Ailes

UCPI

Timothy Pitt-Payne KC

UCPI

Gerry Facenna KC

Non-State Core Participants

Donal O’Driscoll

NSCP (Litigant-in-Person)

Helen Steel

NSCP (Litigant-in-Person)

Jonathan Hall KC

Metropolitan Police

Oliver Sanders KC

Designated Lawyers Officers

Sir Robert Francis KC

National Police Chiefs’ Council

Alan Payne KC

Slater & Gordon clients: NPOIU undercovers (8 individuals)

Richard O’Brien

National Crime Agency

Catherine Brown

Home Office

Ben Summers

Information Commissioner

 

Other counsel present on either or both days

Kate Wilkinson

UCPI

Steven Gray

UCPI

Ruth Brander

Non-State Core Participants

Julianne Kerr Morrison

Non-State Core Participants

Rosemary Davidson

Home Office

Richard O’Brien

National Crime Agency

Genevieve Woods

Slater & Gordon clients

Cecily White

National Police Chiefs’ Council

Julian Milford KC

National Police Chiefs’ Council

Aaron Moss

Slater & Gordon clients: NPOIU undercovers (8 individuals)

Christina Lyons

Metropolitan Police

Transcripts

Title
Hearing Day
Index
Transcript of UCPI Procedural Hearing 13: Privacy and the GDPR (Day 2)
Transcript of UCPI Procedural Hearing 13: Privacy and the GDPR (Day 1)

Procedural

Date
Title
Document Type
Topic
Ruling on the reporting restriction order hearing of 12 April 2024
Ruling
Privacy, Restricted Reporting Orders
Transcript of UCPI Procedural Hearing 15: Reporting Restriction Orders
Transcript
Privacy, Restricted Reporting Orders
Second Note by Counsel to the Inquiry regarding applications for restricted reporting of inquiry hearings
Counsel note
Privacy, Restricted Reporting Orders
Restriction order for 12 April 2024 hearing – Applicant F
Order
Privacy, Restricted Reporting Orders
Restriction order for 12 April 2024 hearing – Applicant D and E
Order
Privacy, Restricted Reporting Orders
Restriction order for 12 April 2024 hearing – Applicant C
Order
Privacy, Restricted Reporting Orders
Restriction order for 12 April 2024 hearing – Applicant A and B
Order
Privacy, Restricted Reporting Orders
Operational note for 12 April 2024 reporting restriction order hearing
Operational Note
Privacy, Restricted Reporting Orders
Response by the BBC to the applications for restricted reporting of Inquiry hearings
Submissions
Privacy, Restricted Reporting Orders
Reporting restriction order hearing (submission by MPS)
Submissions
Privacy, Restricted Reporting Orders
Note by Counsel to the Inquiry regarding applications for restricted reporting of inquiry hearings
Counsel note
Privacy, Restricted Reporting Orders
Inquiry hearing set to discuss privacy issues and potential reporting restrictions
Press Notice
Privacy, Restricted Reporting Orders
Sir John Mitting – 2nd Statement on the Inquiry’s approach to disclosing photographs
Chairman's statement
Privacy, Photographs
Sir John Mitting – 1st Statement on the Inquiry’s approach to disclosing photographs
Chairman's statement
Privacy, Photographs
CTI – Note regarding disclosure to Non-Police, Non-Sate Core Participants and Civilian Witnesses
Counsel note
Privacy
Index to Annex to Chairman’s 2nd Statement on Data Protection and Privacy
Annex
Privacy
Explanatory Note: Annex to Chairman’s 2nd Statement on Data Protection and Privacy Disclosure
Annex
Privacy
Sir John Mitting – 2nd Statement on Data Protection and Privacy: Disclosure to NSCPs and civilian witnesses
Chairman's statement
Privacy
Eight Update Note
Update
Anonymity, Rehabilitation of Offenders Act 1974, Privacy, Conduct of evidence hearings, Costs
Information Commissioner – Further submissions for privacy
Submissions
Privacy
Further submissions on behalf of the Information Commissioner re privacy and GDPR
Submissions
Privacy
Response by Sir John Mitting to the letter from academic researchers with an interest in the Inquiry’s evidence gathering process
Letter
Privacy
Sir John Mitting – 1st Statement on Data Protection and Privacy
Chairman's statement
Privacy
Index to Part A: Documents published by the Inquiry
Hearing bundle index
Privacy
Index to Part B: Submissions
Hearing bundle index
Privacy
Index to Part C: List of Authorities
Hearing bundle index
Privacy
Index to Part D: Documents published by other organisations
Hearing bundle index
Privacy
Transcript of UCPI Procedural Hearing 13: Privacy and the GDPR (Day 2)
Transcript
Privacy
Letter to the Inquiry Chair by academic researches with an interest in the Inquiry’s evidence gathering process
Letter
Privacy
Further submissions on behalf of the Metropolitan Police for the second hearing on privacy and GDPR
Submissions
Privacy
Guide to the General Data Protection Act - Right to be informed
Supporting material
Privacy
CTI’s Note for the Data Protection and Privacy Hearing on 25 March 2019
Counsel note
Privacy
Submissions on behalf of the National Police Chiefs’ Council for the second hearing on privacy and GDPR (updated)
Note regarding the Inquiry’s evidence gathering process
Submissions
Privacy
Submissions on behalf of the Information Commissioner for the second hearing on privacy and GDPR
Submissions
Privacy
References in Hansard debates to ‘Functions designed to protect the public’ (Annex A)
Annex
Privacy
Submissions on behalf of the Non-State Core Participants for the second hearing on privacy and GDPR
Submissions
Privacy
Annex A – Legislative History of Paragraph 7, Schedule 2, Part 2, DPA 2018
Annex
Privacy
Submissions on behalf of the National Crime Agency for the second hearing on privacy and GDPR
Submissions
Privacy
Submissions on behalf of the Metropolitan Police for the second hearing on privacy and GDPR
Submissions
Privacy
Submissions on behalf of the Home Office for the second hearing on privacy and GDPR
Submissions
Privacy
Submissions on behalf of the Designated Lawyers Officers for the second hearing on privacy and GDPR
Submissions
Privacy
Submissions on behalf of the National Police Chiefs’ Council for the second hearing on privacy and GDPR
Submissions
Privacy
Sir John Mitting – Privacy and Data Protection: note regarding the Inquiry’s evidence gathering process
Chairman's statement
Privacy
Note and Directions for a further hearing on the issue of privacy (Direction 40)
Direction
Privacy
Transcript of UCPI Procedural Hearing 13: Privacy and the GDPR (Day 1)
Transcript
Privacy
Speaking order for hearing of 31 January 2018
Supporting material
Privacy
Operational note for privacy hearing of 31 January 2019
Operational Note
Privacy
Privacy Information Notice
Supporting material
Privacy
Supplementary submissions on behalf of the Metropolitan Police re privacy and GDPR
Submissions
Privacy
CTI’s supplementary note on privacy
Counsel note
Privacy
Submissions on behalf of the Home Office re privacy and GDPR
Submissions
Privacy
Submissions on behalf of Non-State Core Participants re privacy and GDPR
Submissions
Privacy
Annex B to CTI Explanatory Note on Privacy – Illustrative example of a Tranche 3 Intelligence report
Edited by NSCPs to show how Annex B would look for purposes of publication
Annex
Privacy
Annex A to CTI Explanatory Note on Privacy – Illustrative example of a Tranche 1 Intelligence report (version 1)
Edited by NSCPs to show how Annex A would look purposes of disclosure to those named in the document, in the event of them making contact with the Inquiry and being prepared to give undertakings of confidentiality.
Annex
Privacy
Annex A to CTI Explanatory Note on Privacy – Illustrative example of a Tranche 1 Intelligence report (version 2)
As edited by NSCPs to show how Annex A would look purposes of publication
Annex
Privacy
Submissions on behalf of the National Police Chiefs’ Council re privacy and GDPR
Submissions
Privacy
Submissions on behalf of the National Crime Agency re privacy and GDPR
Submissions
Privacy
Illustrative example of a Tranche One Intelligence report
Annex A to MPS submissions on privacy and GDPR
Annex
Privacy
Submissions on behalf of the Information Commissioner re privacy and GDPR
Submissions
Privacy
Submissions on behalf of Guardian News and Media re privacy and GDPR
Submissions
Privacy
Submissions on behalf of the Designated Lawyers Officers re privacy and GDPR
Submissions
Privacy
Submissions on behalf of Peter Francis re privacy and GDPR
Submissions
Privacy
Submissions on behalf of the Metropolitan Police re privacy and GDPR
Submissions
Privacy
Submissions on behalf of the Category M NSCPs re privacy and GDPR
Submissions
Privacy
S&G Clients - Submissions re privacy and GDPR
Submissions
Privacy
Note and Directions for hearing on the issue of privacy (Direction 39)
Direction
Privacy
CTI – Explanatory note on privacy
Counsel note
Privacy
Annex A – Illustrative example of a Tranche 1 intelligence report
Supporting material
Privacy
Annex B – Illustrative example of a Tranche 3 intelligence report
Supporting material
Privacy
Press Notice: New Inquiry hearing set to discuss privacy issues around personal information
Press Notice
Privacy
The Investigatory Powers Tribunal – Privacy notice
Supporting material
Privacy
Independent Inquiry into Child Sexual Abuse – Inquiry Protocol on Redaction of Documents
Version 3
Supporting material
Privacy
Data Protection Policy
Supporting material
Privacy
Policy on processing special categories of personal data and criminal convictions data
Supporting material
Privacy
Judicial Data Protection Panel – Terms of Reference
Supporting material
Privacy
Submissions on behalf of eight offices of the NPOIU re privacy and GDPR
Submissions
Privacy
Report of the Bloody Sunday Inquiry, Vol X, A2.3, p 65 - 79
A2.3 Ruling (27th November 1998): the status of evidence (Attorney-General’s Assurance); venue; experts; anonymity and privilege; progress report; Counsel’s Report
Supporting material
Privacy