Overview

Tranche 1 of the Undercover Policing Inquiry looked at the first 14 years of the Special Demonstration Squad (SDS), from its founding in 1968 up to 1982. It was divided into three phases:

  • Phase 1: Undercover officers 1968 – 1972
  • Phase 2: Undercover officers 1973 – 1982
  • Phase 3: Managers: 1968 – 1982

Both police and non-state core participants provided opening and closing statements in this tranche. 

Phase 3 also considered the concurrent Tranche 6 issues, relating to oversight and the dissemination of intelligence gathered. However, while witness statements and documents were published, no witness was called to give live evidence.

The hearings ran from November 2020 to February 2023 - being split into three phases due to the disruption caused by the Covid-19 pandemic. This included seven days of opening statements and four days of closing statements. 

Opening and closing statements were conducted online only, of which video is available. All of the evidential hearings took place at the Amba Hotel in Central London. Members of the press and public were able to attend, but had to register in advance. 

Due to restriction orders over the real identities of former undercovers, a rolling transcript was provided for the public via the Inquiry website, or else an audio-only stream was provided. Non-state core participants giving evidence all elected for it to be publicly broadcast with the exception of ‘Madeleine’ who has a restriction order over her identity.

The Inquiry also put in place a ten minute delay on use of social media and for the rolling transcript, in case something was said which breached a restriction order of some kind. Hence, some of those watching online will have seen sudden interruptions without warning when this occasionally happened.

Following the hearings, the Inquiry Chair, Sir John Mitting, published an Interim Report which set out a limited number of conclusions. This included that the end did not justify the means used and that had the public been aware the unit would have been rapidly shut down.

A number of officers whose deployments fell in the Tranche 1 period or overlapped with it, have had their evidence moved to the Tranche 2 hearings.

Key statistics

  • Evidence was collected from 56 former SDS officers, 22 managers and 21 of those who were targeted.
  • There were 29 days of evidential hearings over the three phases, during which 41 witnesses, police and non-state, gave live testimony.
  • 3,475 pieces of evidence were published by the Inquiry, the majority being reports from the undercovers, but also SDS annual reports, etc.

Hearing dates

Tranche 1 Opening Statements2-10, 17 November 2020
Tranche 1 Phase 1 Evidential Hearings11-16, 18-19 November 2020
Tranche 1 Phase 2 Opening Statements21-23 April 2021
Tranche 1 Phase 2 Evidential Hearings26 April – 13 May 2021
Tranche 1 Phase 3 Opening Statements9-11 May 2022
Tranche 1 Phase 3 Evidential Hearings12-20 May 2022
Tranche 1 Closing Statements20-23 February 2023

Procedural

Date
Title
Document Type
Topic
Twelfth Update Note
Update
Miscarriages of Justice, Issues lists, Anonymity, Costs
UCPI refers second set of suspected miscarriages of justice
Press Notice
Miscarriages of Justice
Tranche 1 Interim Report
Report
General
Press Notice: UCPI’s Tranche 1 Interim Report Published
Press Notice
General
Press Notice: UCPI’s Tranche 1 interim report to be published
Press Notice
General
Press Notice: UCPI’s closing statements for Tranche 1 start Monday
Press Notice
Closing Statements
Operational note for Tranche 1 closing statements
Operational Note
Closing Statements
CTI – Third addendum disclosure note regarding Tranche 1
Counsel note
Conduct of evidence hearings
Revised directions for Tranche 1 Modules 2B and 2C and Tranche 1 Closing Submissions
Direction
General
Directions for Tranche 1 Modules 2B and 2C and Tranche 1 closing submissions
Direction
General
CTI – Submissions on Sec. 2 of the Inquiries Act and the legal framework applicable to undercover policing in the Tranche 1 era
Submissions
Eleventh Update Note
Update
Anonymity, Core participants, Costs
Attendee information pack for Tranche 1 Phase 3 hearings
General
General
Operational note for Tranche 1 Phase 3 evidence hearings
Operational Note
General
UCPI – Explanatory note to Tranche 1 Timeline
Explanatory note
General
Timeline of SDS and commanding officers for Tranche 1 – Version 3.2
General
General
Operational note for Tranche 1 Phase 3 opening statements
Operational Note
General
Press Notice: Undercover Policing Inquiry’s Tranche 1 Phase 3 hearings start Monday
Press Notice
General
CTI – Second addendum disclosure note regarding Tranche 1
Counsel note
Conduct of evidence hearings
HN3378 Derek Brice – Ruling permitting the former SDS manager to give evidence by video
Special measures due to health and age issues
Ruling
Special measures
Tenth Update Note
Update
Tranche 1, Core participants, Costs
First reference to the Miscarriages of Justice panel
General
Miscarriages of Justice
UCPI refers first suspected miscarriages of justice
Press Notice
Miscarriages of Justice
April-May 2021: hearings round-up
Press Notice
General
Operational note for Tranche 1 Phase 2 evidence hearings
Operational Note
General
Rosa / DIL – Ruling regarding access to the Tranche 1 evidence hearings
Ruling
Conduct of evidence hearings, Special measures
Rosa / DIL (NSCP) – Application to access the Tranche 1 evidence hearing remotely
Application
Conduct of evidence hearings, Special measures
Operational note for Tranche 1 Phase 2 opening statements
Operational Note
General
Press Notice: UCPI’s Tranche 1 Phase 2 hearings start Wednesday
with schedule of speakers
Press Notice
General
HN80 – Ruling exempting the former UCO from giving oral evidence on health grounds
Ruling
Conduct of evidence hearings
CTI – Addendum disclosure note regarding Tranche 1
Addendum to note issued on 22 October 2020
Counsel note
Conduct of evidence hearings
Operational note for the Directions Hearing related to Tranche 1 Phase 2
Operational Note
General
November 2020: hearings round-up
Press Notice
General
Attendee information pack for Tranche 1 Phase 1 hearings
General
General
Attendee information pack for the Tranche 1 Phase 2 hearings
General
General
Operational note for evidence hearings
Operational Note
General
Press Notice: UCPI’s evidence hearings in November to go ahead
Press Notice
General
Operational note for opening statements
Operational Note
Opening Statements
Press Notice: UCPI’s hearings start Monday
with schedule of speakers
Press Notice
Opening Statements
CTI – Disclosure note regarding Tranche 1
Addendum issued on 25 March 2021
Counsel note
Conduct of evidence hearings
NPCPs – Submissions on Chairman’s statement re the conduct of tranche 1 evidence hearings
Submissions
Conduct of evidence hearings
NPCC – Submissions on Chairman’s statement re the conduct of tranche 1 evidence hearings
Submissions
Conduct of evidence hearings
NCA – Submissions on Chairman’s statement re the conduct of tranche 1 evidence hearings
Submissions
Conduct of evidence hearings
MPS – Submissions on Chairman’s statement re the conduct of tranche 1 evidence hearings
Submissions
Conduct of evidence hearings
Media organisations – Submissions on Chairman’s statement re the conduct of tranche 1 evidence hearings
Submissions
Conduct of evidence hearings
Home Office – Submissions on Chairman’s statement re the conduct of tranche 1 evidence hearings
Submissions
Conduct of evidence hearings
Designated Lawyers – Submissions on Chairman’s statement re the conduct of tranche 1 evidence hearings
Submissions
Conduct of evidence hearings
Ninth Update Note
Update
Special measures, Conduct of evidence hearings, Photographs, Anonymity, Costs
Sir John Mitting – 2nd statement re the conduct of tranche 1 evidence hearings
Chairman's statement
Conduct of evidence hearings
Sir John Mitting – 1st statement re the conduct of tranche 1 evidence hearings
Chairman's statement
Conduct of evidence hearings
Press Notice: The UCPI intends to hold first evidence hearings virtually in November 2020
Press Notice
Conduct of evidence hearings
May 2022: hearings round-up
Press Notice
General
Sir John Mitting – Statement on special measures applications by former undercover police officers in Tranche 1
Chairman's statement
Special measures
Press Notice: Chairman issues statement in response to special measure applications
Press Notice
Special measures
Press Notice: The UCPI’s first evidence hearings in June postponed due to COVID-19
Press Notice
Conduct of evidence hearings

References

Author(s)
Title
Publisher
Year
Spycops Inquiry – a response to the Interim Report
Public Interest Law Centre
James Scobie, Piers Marquis, Paul Heron
#spycops - when the public is the enemy
Public Interest Law Centre